Effectiveness of Workflow-Based Manuals for Financial Institutions
Support compliance through business process visualization!
In the financial industry, compliance adherence is the most important issue. Not only is legal compliance required, but also the strengthening of internal controls and thorough risk management. The complexity of operations and the need to adapt to changes, along with the execution of tasks that depend on specific individuals, can increase the risk of compliance violations. Workflow-based manuals visualize business processes, allowing anyone to understand the content of operations, thereby reducing clerical errors, standardizing operations, and supporting compliance adherence. 【Usage Scenarios】 - Sales process for financial products - Customer information management - Internal audit response 【Effects of Implementation】 - Reduction of compliance violation risks - Improvement of operational efficiency - Strengthening of internal controls - Thorough risk management
- 企業:株式会社サン・プラニング・システムズ DX事業部
- 価格:Other